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Posts Tagged ‘Dodd-Frank’

25 June 2014

TL Ventures, Penn Mezz Dodd-Frank exemption claim rejected by SEC

gavel The US Securities and Exchange Commission said that Philadelphia-based venture capital firm TL Ventures and its affiliate improperly claims that they are exempt from the requirement to register with the authorities.

14 March 2013

Congress bill aims to loosen Dodd-Frank regulations for buyout, venturep

congress_170sq The US private equity and venture capital industries have received a vote of support from a congressman who introduced a bipartisan bill aimed at reducing government regulations stemming from the Dodd-Frank law.


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