Global private equity and venture capital news and research

Posts Tagged ‘TL Ventures’

25 June 2014

TL Ventures, Penn Mezz Dodd-Frank exemption claim rejected by SEC

gavel The US Securities and Exchange Commission said that Philadelphia-based venture capital firm TL Ventures and its affiliate improperly claims that they are exempt from the requirement to register with the authorities.

23 June 2014

TL Ventures pays $300,000 to settle pay to play charges

SEC Philadelphia-based venture capital firm TL Ventures has agreed to pay $300,000 to settle the US Securities and Exchange Commission’s charges of violating the pay-to-play rules.

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