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Posts Tagged ‘Securities and Exchange Commission’

22 January 2015

KKR partially refunds fees following SEC scrutiny

money-in-hand-1037536-m Global private equity major KKR has reportedly returned some fees to its LPs after the US securities regulator found the firm had overcharged its investors.

31 January 2014

SEC charges New York fund manager over $9m private equity ‘slush fund’

The US Securities and Exchange Commission has charged a Manhattan-based private equity manager and his firm with stealing $9m from investors in their private equity fund.


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