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Posts Tagged ‘Securities and Exchange Commission’

12 May 2015

Patriarch’s Tilton asks for judge to reject SEC fraud case

gavel-952313-m Lynn Tilton, the head of private equity firm Patriarch Partners, has reportedly pleaded with a US judge to block the SEC from trying her for defrauding investors.

22 January 2015

KKR partially refunds fees following SEC scrutiny

money-in-hand-1037536-m Global private equity major KKR has reportedly returned some fees to its LPs after the US securities regulator found the firm had overcharged its investors.

31 January 2014

SEC charges New York fund manager over $9m private equity ‘slush fund’

The US Securities and Exchange Commission has charged a Manhattan-based private equity manager and his firm with stealing $9m from investors in their private equity fund.


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