NEWS & VIEWS

Global private equity and venture capital news and research

Posts Tagged ‘SEC’

22 July 2015

State treasurers to pressure SEC for more PE transparency

money-wallet-291317-m A coalition of state treasurers and elected officials are reportedly set to put pressure on the SEC to push for greater transparency and fee disclosures from private equity managers, AltAssets understands.

2 July 2015

KKR to keep status as an eligible securities issuer following SEC settlement

SEC Global buyout house KKR will not lose its status as an eligible securities issuer after reaching a settlement with the SEC.

29 May 2015

Goldman’s Andrew Donohue returns to SEC as Mary Jo White chief of staff

red-tape_lrg Former US Securities and Exchange Commission director Andrew Donohue is set to return to the regulator as chief of staff for chair Mary Jo White after five years at Goldman Sachs.

15 May 2015

SEC files fraud charges against Venture Capital exec

gavel-2-1409592-m The US Securities and Exchange Commission has filed fraud charges and an asset freeze against a Connecticut-based venture capital executive, AltAssets understands.

12 May 2015

PE-backed fitness club-software maker Mindbody registers IPO intentions

The Gym Group Mindbody Inc, a PE- and venture capital-backed, California-based maker of software used by health clubs, on Monday took its first step in the direction of a public offering by filing the requisite Securities & Exchange Commission paperwork.

12 May 2015

Patriarch’s Tilton asks for judge to reject SEC fraud case

gavel-952313-m Lynn Tilton, the head of private equity firm Patriarch Partners, has reportedly pleaded with a US judge to block the SEC from trying her for defrauding investors.

1 May 2015

Rockford president pleads guilty to conspiracy to defraud investors

courthouse-1330873-m Genadi Yagodayev, the former head of the Rockford Group, reportedly pleaded guilty to conspiracy to commit mail and wire fraud via the so-called private equity firm, at Brooklyn federal court this week.

13 April 2015

SEC names private equity scrutiniser Watt as acting director for compliance office

magnifying-glass_lrg US regulator the Securities and Exchange Commission has named Marc Wyatt as acting director of the agency’s Office of Compliance Inspections and Examinations.

22 January 2015

KKR partially refunds fees following SEC scrutiny

money-in-hand-1037536-m Global private equity major KKR has reportedly returned some fees to its LPs after the US securities regulator found the firm had overcharged its investors.

29 October 2014

SEC set to examine PE performance figures

SEC The US Securities and Exchange Commission is set to step up its efforts to regulate private equity by examining the average net IRR disclosures, AltAssets understands.

Page 1 of 3123

Legals & Terms of UsePrivacy Policy


AltAssets is registered as a trademark of Investor Networks Limited (06695690).
Registered Office: Zetland House, 5-25 Scrutton St, London EC2A 4HJ
Content is © AltAssets 2000-2015