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Posts Tagged ‘compliance’

13 April 2015

SEC names private equity scrutiniser Watt as acting director for compliance office

magnifying-glass_lrg US regulator the Securities and Exchange Commission has named Marc Wyatt as acting director of the agency’s Office of Compliance Inspections and Examinations.

22 October 2014

Greenridge backs energy operator compliance, safety business Veriforce

Veriforce Texas-based private equity firm Greenridge Investment Partners has backed energy operator compliance, safety and training business Veriforce.

27 May 2014

Pacific Equity Partners makes A$1.1bn bid for SAI Global

australia_koala_170sq Australian buyout firm Pacific Equity Partners (PEP) has offered up to A$1.1bn ($1bn) for risk management specialist SAI Global.

24 March 2014

The Consulting Consortium secures £10m investment from Business Growth Fund

london canary wharf banking_sq UK growth investor Business Growth Fund has bought a minority stake in regulatory and compliance consultancy The Consulting Consortium with a £10m investment.

2 December 2013

UK asset management industry facing compliance skills shortage $

contract-5_sq About one in three major UK asset management firms are unsure if they have sufficient internal resources to manage their firm’s regulatory risk, new research shows.


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